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Rodrigo Alberto Rivas portillo

Stonex Financial Inc.

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About Rodrigo Alberto Rivas portillo

Rodrigo Alberto Rivas portillo is a financial advisor with Stonex Financial Inc. Rodrigo is a Series 7 and 63 licensed representative and holds Series 55, 57TO, and SIE licenses. Rodrigo joined Stonex Financial Inc. in 2014. Before joining Stonex Financial Inc., Rodrigo worked as a financial advisor at Tullett Prebon Financial Services LLC and Newedge USA, LLC. Rodrigo has experience in the financial services industry since 2010.

Firm Information

Rodrigo Rivas portillo is currently registered with Stonex Financial Inc.. Stonex Financial Inc. is a Corporation that was formed on May 29, 1998 and is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

374

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rodrigo Rivas portillo’s Registration & Firm History

FL

02/20/2014 - Present

Stonex Financial Inc. (MIAMI FL)

NJ

07/09/2013 - 01/16/2014

TULLETT PREBON FINANCIAL SERVICES LLC (JERSEY CITY NJ)

NY

11/11/2010 - 06/28/2012

NEWEDGE USA, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/20/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/07/2014

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/10/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Rodrigo Alberto Rivas portillo.
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