Unclaimed
Rodrigo Alberto Rivas portillo is a financial advisor with Stonex Financial Inc. Rodrigo is a Series 7 and 63 licensed representative and holds Series 55, 57TO, and SIE licenses. Rodrigo joined Stonex Financial Inc. in 2014. Before joining Stonex Financial Inc., Rodrigo worked as a financial advisor at Tullett Prebon Financial Services LLC and Newedge USA, LLC. Rodrigo has experience in the financial services industry since 2010.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
02/20/2014 - Present
Stonex Financial Inc. (MIAMI FL)
NJ
07/09/2013 - 01/16/2014
TULLETT PREBON FINANCIAL SERVICES LLC (JERSEY CITY NJ)
NY
11/11/2010 - 06/28/2012
NEWEDGE USA, LLC (NEW YORK NY)
BC
Issued 12/20/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/2014
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/10/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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