Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rodrigo? Claim Your ProfileRodrigo Flores is a financial advisor at Scotia Capital (usa) Inc. Rodrigo has over seven years of experience in the financial industry, having previously worked at Mizuho Securities USA LLC and Jefferies LLC. Rodrigo holds the Series 63, Series 79 and SIE licenses, and is registered in 52 states. Rodrigo is dedicated to providing his clients with personalized financial advice and investment solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/10/2024 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
03/14/2019 - 11/14/2023
MIZUHO SECURITIES USA LLC (NEW YORK NY)
NY
06/02/2017 - 02/19/2019
JEFFERIES LLC (NEW YORK NY)
NY
06/02/2016 - 05/09/2017
KEYBANC CAPITAL MARKETS INC. (New York NY)
BC
Issued 06/23/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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