Unclaimed
Rodrick Lamont Butler is a financial professional with over 20 years of experience in the industry. Rodrick is currently registered with Northwestern Mutual Investment Services, LLC in Murfreesboro, TN. Rodrick is a Series 6, 7, 63, and SIE licensed professional. Rodrick has experience in investment research, referrals to other advisors, and is registered in 15 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
TN
03/05/2012 - Present
Northwestern Mutual Investment Services, LLC (MURFREESBORO TN)
GA
10/27/1998 - 04/26/2001
SUNTRUST SECURITIES, INC. (ATLANTA GA)
BC
Issued 03/23/2012
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/26/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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