Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rodric? Claim Your ProfileRodric Andrew MacKay is a financial advisor with over 30 years of experience in the financial services industry. Rodric currently works at Raymond James & Associates, Inc. and previously worked at DEUTSCHE BANK SECURITIES INC. Rodric is registered with the state of Illinois and other states. Rodric holds Series 3, 5, 7, 9, 10, 15, 63 and 65 licenses. Rodric specializes in portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
01/05/2022 - Present
Raymond James & Associates, Inc. (Chicago IL)
IL
01/13/2001 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (CHICAGO IL)
MD
09/01/1997 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NA
07/02/1996 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
NY
04/07/1989 - 07/11/1996
GOLDMAN, SACHS & CO. (NEW YORK NY)
NA
09/19/1985 - 05/27/1987
KIDDER, PEABODY & CO. INCORPORATED
NA
06/18/1985 - 07/25/1985
E. F. HUTTON & COMPANY INC
IA
Issued 12/05/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/21/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/22/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/1990
Series 15 - Foreign Currency Options Examination
BC
Issued 01/10/1990
Series 5 - Interest Rate Options Examination
BC
Issued 12/19/1989
Series 3 - National Commodity Futures Examination
BC
Issued 06/15/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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