Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rodovane? Claim Your ProfileRodovane Ragui is a financial advisor with J.P. Morgan Securities LLC. Rodouane has been in the financial services industry since 2009 and holds a Series 7, Series 31, Series 63, and Series 66 license. Rodouane has experience working with a variety of clients, including high net worth individuals, corporations, and institutions. Rodouane has previously worked at Chase Investment Services Corp. and Morgan Stanley Smith Barney. Rodouane is registered in Arizona, California, Connecticut, Florida, Maine, Massachusetts, New Jersey, New York, North Carolina, Oregon, Pennsylvania, South Carolina, Texas, Vermont, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CT
10/09/2020 - Present
J.p. Morgan Securities LLC (DARIEN CT)
CT
05/19/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (WESTPORT CT)
CT
11/10/2009 - 12/17/2010
MORGAN STANLEY SMITH BARNEY (HARTFORD CT)
NA
12/22/1993 - 02/15/1994
CHATFIELD DEAN & CO., INC.
NA
06/16/1993 - 09/16/1993
CHATFIELD DEAN & CO., INC.
BOTH
Issued 01/04/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/16/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 11/09/2009
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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