Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rodolfo? Claim Your ProfileRodolfo Ruiz is an investment advisor representative with Western International Securities, Inc., Rodolfo has been in the industry since 2006. Rodolfo holds licenses in California, Florida, and Hawaii. Rodolfo is also a registered investment advisor in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
11/09/2016 - Present
Western International Securities, Inc. (Westlake Village CA)
CA
09/11/2012 - 11/02/2016
SAGEPOINT FINANCIAL, INC. (CAMARILLO CA)
CA
07/13/2012 - 09/05/2012
PRUCO SECURITIES, LLC. (SHERMAN OAKS CA)
CA
05/02/2009 - 07/09/2012
CHASE INVESTMENT SERVICES CORP. (PORT HUENEME CA)
CA
07/16/2007 - 05/02/2009
WAMU INVESTMENTS, INC. (OXNARD CA)
CA
05/19/2006 - 03/30/2007
AIG FINANCIAL ADVISORS, INC. (CAMARILLO CA)
IA
Issued 09/29/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/24/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/2008
Series 7 - General Securities Representative Examination
BC
Issued 03/14/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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