Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rodolfo? Claim Your ProfileRodolfo Patricio Caceres is a financial professional with over 12 years of experience in the industry. Rodolfo is currently registered with Stonex Financial Inc. Previously, Rodolfo was registered with AXOS CLEARING LLC, PERSHING LLC, CHASE INVESTMENT SERVICES CORP., CITIGROUP GLOBAL MARKETS INC., and CITICORP INVESTMENT SERVICES. Rodolfo holds the Series 7, Series 63, Series 65, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
09/08/2022 - Present
Stonex Financial Inc. (BOCA RATON FL)
NJ
12/03/2021 - 08/02/2022
AXOS CLEARING LLC (ISELIN NJ)
NJ
06/07/2010 - 07/17/2018
PERSHING LLC (JERSEY CITY NJ)
NY
05/07/2008 - 08/26/2008
CHASE INVESTMENT SERVICES CORP. (THORNWOOD NY)
NY
10/29/2007 - 03/20/2008
CITIGROUP GLOBAL MARKETS INC. (CHAPPAQUA NY)
NY
05/29/2007 - 09/06/2007
CITIGROUP GLOBAL MARKETS INC. (CHAPPAQUA NY)
NY
04/18/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
09/09/2004 - 10/17/2005
BROWN BROTHERS HARRIMAN & CO. (NEW YORK NY)
IA
Issued 05/29/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/21/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/17/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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