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Rodolfo Paredes

Hilltop Securities Inc.

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About Rodolfo Paredes

Rodolfo Paredes is a registered representative with Hilltop Securities Inc. in Dallas, Texas. Rodolfo has been in the industry since 2015 and has worked with clients including high-net-worth individuals, corporations, and pension plans. Rodolfo has passed the Series 99 and Series 99TO exams and has worked with a variety of financial products, including mutual funds, stocks, and bonds. Rodolfo is committed to providing clients with personalized financial advice and helping them achieve their financial goals.

Firm Information

Rodolfo Paredes is currently registered with Hilltop Securities Inc.. Hilltop Securities Inc. is a corporation formed in 1991 and headquartered in Dallas, Texas. They are a registered investment advisor with over $1 billion in assets under management, serving a diverse client base including individuals, corporations, and charitable organizations. The firm provides a range of services including financial planning, portfolio management, educational seminars, and publication of periodicals. Their website and LinkedIn profile provide further information about their services and team.
Hilltop Securities Inc.

717 N. HARWOOD STREET

DALLAS, TX 75201

$1.87B

Assets Under Management

9

Total Clients

402

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1 fees

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Rodolfo Paredes’s Registration & Firm History

TX

05/06/2022 - Present

Hilltop Securities Inc. (DALLAS TX)

NY

04/20/2015 - 04/05/2016

J.P. MORGAN CLEARING CORP. (BROOKLYN NY)

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Licenses & Designations

BC

Issued 05/06/2022

Series 99TO - Operations Professional Examination

BC

Issued 03/14/2022

SIE - Securities Industry Essentials Examination

BC

Issued 04/20/2015

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rodolfo Paredes.
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