Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rodolfo? Claim Your ProfileRodolfo Manuel Pena is a financial professional registered with PFS Investments Inc., a firm based in Duluth, GA. Rodolfo Manuel Pena has been in the financial industry since 1995 and is currently licensed to provide securities services in Texas. Rodolfo Manuel Pena has passed the Series 6, SIE and Series 63 exams and is licensed to provide investment company products and variable contracts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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TX
01/11/2012 - Present
PFS Investments Inc. (MCALLEN TX)
TX
03/08/2011 - 12/31/2011
PFS INVESTMENTS INC. (MCALLEN TX)
TX
08/23/1995 - 12/31/2010
PFS INVESTMENTS INC. (MCALLEN TX)
BC
Issued 07/27/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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