Unclaimed
Rodolfo Navarro is a securities professional with over 15 years of experience in the financial industry. Currently, Rodolfo is registered with Stonex Financial Inc. in Miami, FL. Rodolfo has previously worked with E D & F MAN CAPITAL MARKETS INC. in Chicago, IL and HILLTOP SECURITIES INC. in DALLAS, TX. Rodolfo holds Series 7, 55, 57TO and SIE licenses and is registered in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
10/13/2022 - Present
Stonex Financial Inc. (MIAMI FL)
IL
11/20/2019 - 07/12/2022
E D & F MAN CAPITAL MARKETS INC. (Chicago IL)
TX
05/23/2007 - 11/13/2019
HILLTOP SECURITIES INC. (DALLAS TX)
BC
Issued 05/30/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/22/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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