Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rodolfo? Claim Your ProfileRodolfo Betancourt is a securities professional with over 30 years of experience in the financial services industry. He has a broad range of experience in various financial markets, including investment banking, government securities, and general securities. He is currently registered with Brownstone Investment Group, LLC and holds Series 7, 3, 72, 79TO, and SIE licenses. Rodolfo has held previous positions at firms such as Mesirow Financial, Inc., Clarkeson Research Inc., and Sterne Agee Financial Services, Inc. He is also a registered representative in several states, including California, Florida, Nevada, New Jersey, New York, Ohio, and Texas. Rodolfo Betancourt is committed to providing his clients with the highest level of personalized financial advice and service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
07/08/2021 - Present
Brownstone Investment Group, LLC (MIAMI FL)
FL
10/31/2013 - 06/21/2021
MESIROW FINANCIAL, INC. (MIAMI FL)
FL
03/14/2013 - 10/29/2013
CLARKESON RESEARCH INC. (MIAMI FL)
FL
01/22/2013 - 10/29/2013
STERNE AGEE FINANCIAL SERVICES, INC. (MIAMI FL)
FL
10/13/2009 - 01/11/2013
AK CAPITAL LLC (MIAMI BEACH FL)
FL
12/10/2008 - 08/25/2009
RAYMOND JAMES & ASSOCIATES, INC. (BOCA RATON FL)
FL
12/14/2004 - 11/16/2007
WACHOVIA CAPITAL MARKETS, LLC (MIAMI FL)
NY
03/06/1992 - 06/09/2004
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NA
05/20/1986 - 08/01/1986
CITICORP SECURITIES MARKETS, INC.
IA
Issued 12/05/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/01/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/1997
Series 3 - National Commodity Futures Examination
BC
Issued 03/04/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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