Unclaimed
Rodolfo Herrera is a registered investment advisor representative with State Farm Investment Management Corp. Rodolfo is also a registered representative and has passed the Series 6, 63, 65, and 66 exams. Rodolfo's previous work experience includes MSF Securities, Inc., State Farm Insurance, Acell Inc, State Farm VP Management Corp, and Rudy Herrera Insurance Agency. Rodolfo specializes in portfolio management for individuals and investment companies. Rodolfo's branch office is located in Albuquerque, New Mexico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NM
07/26/2022 - Present
State Farm Investment Management Corp. (Albuquerque NM)
AZ
10/22/2009 - 12/16/2010
MSF SECURITIES, INC. (PHOENIX AZ)
IA
Issued 07/12/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/06/2022
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 11/05/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/22/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/10/2021
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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