Unclaimed
Rodolfo Garcia is a registered representative with PFS Investments Inc. Rodolfo has been in the industry since March 28, 2005. Rodolfo has passed the Series 6, Series 63 and SIE exams. Rodolfo is currently licensed in California, North Carolina and Texas. Rodolfo is a financial professional with PFS Investments Inc. in Fullerton, California. PFS Investments Inc. specializes in providing portfolio management services for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
CA
03/29/2005 - Present
PFS Investments Inc. (FULLERTON CA)
BC
Issued 11/17/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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