Unclaimed
Rodolfo Del rosario Victoria is a registered representative with Franklin Distributors, LLC. Rodolfo Victoria has been in the financial industry since October 1, 2022. Rodolfo Victoria has passed the General Securities Principal Examination (Series 24) and the General Securities Representative Examination (Series 7TO) and the Securities Industry Essentials Examination (SIE). Rodolfo Victoria's firm, Franklin Distributors, LLC, is based in Stamford, Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
10/02/2022 - Present
Franklin Distributors, LLC (STAMFORD CT)
MA
01/03/2024 - 08/06/2024
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
BC
Issued 01/04/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2022
Series 7TO - General Securities Representative Examination
BC
Issued 05/28/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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