Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rodolfo? Claim Your ProfileRodolfo Cooper is an investment advisor representative with J.p. Morgan Securities LLC, based in Houston, TX. Rodolfo's professional experience includes roles at INVESCO DISTRIBUTORS, INC., CREDIT SUISSE SECURITIES (USA) LLC, and UBS SECURITIES LLC. Rodolfo Cooper has a total of 78 years of experience in the securities industry. Rodolfo Cooper holds the Series 3, Series 7, Series 7TO, and Series 63 licenses. Rodolfo also serves as a Board Member for Young Audiences of Houston and St. John's School.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
09/30/2024 - Present
J.p. Morgan Securities LLC (Houston TX)
TX
02/03/2015 - 05/28/2015
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
TX
11/02/2011 - 03/20/2013
CREDIT SUISSE SECURITIES (USA) LLC (HOUSTON TX)
CT
11/01/2005 - 12/21/2007
UBS SECURITIES LLC (STAMFORD CT)
BC
Issued 10/25/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/08/2021
Series 3 - National Commodity Futures Examination
BC
Issued 10/11/2021
Series 7TO - General Securities Representative Examination
BC
Issued 09/04/2021
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2011
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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