Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rodolfo? Claim Your ProfileRodolfo Gamboa has over 20 years of experience in the financial industry, with a focus on providing comprehensive investment and financial planning services. Rodolfo is a Registered Principal with J.P. Morgan Securities LLC and currently holds licenses for Series 4, 7, 9, 10, 24, 63, and SIE. Previously, Rodolfo has held positions with Chase Investment Services Corp., USAA Financial Advisors, Inc., Citigroup Global Markets Inc., Computer Clearing Services Inc, WM Financial Services, Inc., Dreyfus Brokerage Services, Inc., and J.B. Oxford & Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
TX
05/13/2019 - Present
J.p. Morgan Securities LLC (SAN ANTONIO TX)
TX
10/01/2012 - 03/14/2018
J.P. MORGAN SECURITIES LLC (SAN ANTONIO TX)
TX
11/29/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (SAN ANTONIO TX)
TX
11/09/2010 - 05/04/2011
USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)
TX
06/13/2007 - 09/15/2010
CITIGROUP GLOBAL MARKETS INC. (SAN ANTONIO TX)
CA
02/05/2004 - 09/27/2005
COMPUTER CLEARING SERVICES INC (GLENDALE CA)
CA
09/06/2002 - 10/20/2003
WM FINANCIAL SERVICES, INC. (IRVINE CA)
CA
09/21/1999 - 04/05/2002
DREYFUS BROKERAGE SERVICES, INC. (LOS ANGELES CA)
CA
11/06/1998 - 09/08/1999
J.B. OXFORD & COMPANY (SHERMAN OAKS CA)
BC
Issued 04/27/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/16/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/30/1999
Series 4 - Registered Options Principal Examination
BC
Issued 02/05/1999
Series 24 - General Securities Principal Examination
BC
Issued 03/14/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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