Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rodolfo? Claim Your ProfileRodolfo Calderon is an investment advisor representative for Merrill Lynch, Pierce, Fenner & Smith Inc. Rodolfo has been in the industry since 2012 and has worked for both Prudential Securities LLC and Bank of America in the past. He is registered in Arizona, California, Florida, Nevada, Oregon, Texas, and Washington. Rodolfo has also passed the Series 7, Series 66, and SIE exams. Rodolfo specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/27/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN FERNANDO CA)
CA
05/13/2020 - 09/16/2021
PRUCO SECURITIES, LLC. (SHERMAN OAKS CA)
CA
09/06/2019 - 10/21/2019
PRUCO SECURITIES, LLC. (SHERMAN OAKS CA)
BOTH
Issued 03/12/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/06/2019
Series 7TO - General Securities Representative Examination
BC
Issued 11/08/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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