Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rodney? Claim Your ProfileRodney Wayne Simpson is a financial advisor with Fidelity Personal and Workplace Advisors. Rodney has been in the financial services industry since 2001. Rodney has a Series 7, Series 63 and Series 66 securities licenses as well as a Series 65 Investment Advisor license. He is a Certified Financial Planner. Rodney has previously worked at Edward Jones, BANCWEST INVESTMENT SERVICES, INC., Lincoln Financial Advisors Corporation, and First Command Brokerage Services, Inc. Rodney is registered to provide investment advice in 17 states including Arizona, Arkansas, California, Colorado, Florida, Illinois, Iowa, Kansas, Missouri, Nebraska, New Mexico, Oklahoma, South Dakota, Texas, Utah, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
UT
10/14/2021 - Present
Fidelity Personal AND Workplace Advisors (SALT LAKE CITY UT)
KS
07/15/2019 - 09/13/2021
FIRST COMMAND BROKERAGE SERVICES, INC. (LEAVENWORTH KS)
MO
08/14/2018 - 02/06/2019
LINCOLN FINANCIAL ADVISORS CORPORATION (LIBERTY MO)
MO
04/25/2016 - 08/16/2018
BANCWEST INVESTMENT SERVICES, INC. (KANSAS CITY MO)
MO
05/29/2013 - 04/04/2016
EDWARD JONES (KANSAS CITY MO)
NY
06/07/2004 - 10/11/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
11/10/2003 - 06/09/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
05/13/2002 - 07/24/2002
QUICK & REILLY, INC. (NEW YORK NY)
NY
04/03/2001 - 04/01/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 06/21/2013
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/11/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/17/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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