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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rodney? Claim Your ProfileRodney Simpson is a financial advisor with Fidelity Personal And Workplace Advisors. Rodney has been working in the financial industry since 2001. Rodney has a Series 7, Series 63, and Series 65 licenses. Rodney is also a Certified Financial Planner. Rodney has experience working with various clients, including high-net-worth individuals, charitable organizations, pension and profit-sharing plans, corporations or other businesses, and individuals other than high-net-worth. Rodney provides financial planning, educational seminars, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
UT
10/14/2021 - Present
Fidelity Personal AND Workplace Advisors (SALT LAKE CITY UT)
KS
07/15/2019 - 09/13/2021
FIRST COMMAND BROKERAGE SERVICES, INC. (LEAVENWORTH KS)
MO
08/14/2018 - 02/06/2019
LINCOLN FINANCIAL ADVISORS CORPORATION (LIBERTY MO)
MO
04/25/2016 - 08/16/2018
BANCWEST INVESTMENT SERVICES, INC. (KANSAS CITY MO)
MO
05/29/2013 - 04/04/2016
EDWARD JONES (KANSAS CITY MO)
NY
06/07/2004 - 10/11/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
11/10/2003 - 06/09/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
05/13/2002 - 07/24/2002
QUICK & REILLY, INC. (NEW YORK NY)
NY
04/03/2001 - 04/01/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 6/21/2013
Series 66 - Uniform Combined State Law Examination
IA
Issued 5/11/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/17/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/28/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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