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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rodney? Claim Your ProfileRodney Wayne Johnson is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Rodney Wayne Johnson is registered with FINRA and has 7 approved SRO registrations, 1 approved FINRA registration and 53 approved state registrations. Rodney Wayne Johnson has been in the securities industry since 2015.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/06/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WESTLAKE VILLAGE CA)
NJ
03/07/2017 - 03/18/2019
PRUCO SECURITIES, LLC. (Basking Ridge NJ)
NY
11/07/2014 - 03/04/2015
T3 TRADING GROUP, LLC (NEW YORK NY)
NY
05/31/2013 - 11/07/2014
WTS PROPRIETARY TRADING GROUP LLC (NEW YORK NY)
IA
Issued 03/30/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/25/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/30/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/19/2014
Series 56 - Proprietary Trader Qualification Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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