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Rodney Walter Griffin

Northwestern Mutual Investment Services, LLC

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About Rodney Walter Griffin

Rodney Walter Griffin is a financial professional with Northwestern Mutual Investment Services, LLC. Rodney has been in the financial industry since March 2018, providing investment advice and products to individuals and businesses. Rodney is licensed in 23 states. The Northwestern Mutual Investment Services, LLC firm is a financial services provider that has been in business for over 160 years, helping individuals and families reach their financial goals. Rodney offers a range of financial services including investment advice, financial planning, and insurance.

Firm Information

Rodney Griffin is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Rodney Griffin’s Registration & Firm History

MD

03/16/2018 - Present

Northwestern Mutual Investment Services, LLC (Bowie MD)

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Licenses & Designations

BC

Issued 12/07/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/16/2018

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rodney Walter Griffin.
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