Unclaimed
Rodney Walter Griffin is a financial professional with Northwestern Mutual Investment Services, LLC. Rodney has been in the financial industry since March 2018, providing investment advice and products to individuals and businesses. Rodney is licensed in 23 states. The Northwestern Mutual Investment Services, LLC firm is a financial services provider that has been in business for over 160 years, helping individuals and families reach their financial goals. Rodney offers a range of financial services including investment advice, financial planning, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MD
03/16/2018 - Present
Northwestern Mutual Investment Services, LLC (Bowie MD)
BC
Issued 12/07/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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