Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rodney? Claim Your ProfileRodney Brandon is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Rodney has been in the financial services industry since March 27, 1988. Rodney has passed the Series 7, Series 63, Series 24 and Series 53 exams and holds active registrations in 26 states. Rodney is also registered as an investment advisor representative in the District of Columbia, Maryland, Texas and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
03/10/2000 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (VIENNA VA)
NY
06/04/1998 - 01/31/2000
UTENDAHL CAPITAL PARTNERS, L.P. (NEW YORK NY)
NY
06/27/1995 - 06/22/1998
MAY, DAVIS GROUP INC. (NEW YORK NY)
NY
04/29/1994 - 07/21/1995
JOSEPH STEVENS & COMPANY, L.P. (BROOKLYN NY)
NJ
08/16/1991 - 05/05/1994
A.S. GOLDMEN & CO., INC. (RED BANK NJ)
NY
09/11/1990 - 08/16/1991
D. H. BLAIR & CO., INC. (NEW YORK NY)
NY
12/20/1989 - 08/15/1990
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NY
09/22/1987 - 07/27/1989
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
IA
Issued 03/06/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/08/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/24/1994
Series 24 - General Securities Principal Examination
BC
Issued 02/10/1994
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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