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Rodney Sherman Jones

Franklin Distributors, LLC

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About Rodney Sherman Jones

Rodney Sherman Jones has over 12 years of experience in the financial services industry. Rodney is currently registered with Franklin Distributors, LLC in Rancho Cordova, CA. Rodney has previously held positions at PRUCO SECURITIES, LLC., AIG CAPITAL SERVICES, INC., VALIC FINANCIAL ADVISORS, INC., CHASE INVESTMENT SERVICES CORP., CITIGROUP GLOBAL MARKETS INC., CITICORP INVESTMENT SERVICES and PFS INVESTMENTS INC. Rodney is a Series 6, Series 26, and Series 63 licensed professional.

Firm Information

Rodney Jones is currently registered with Franklin Distributors, LLC. Franklin Distributors, LLC is a Limited Liability Company formed in December 2000. It is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

369

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rodney Jones’s Registration & Firm History

CA

07/27/2022 - Present

Franklin Distributors, LLC (Rancho Cordova CA)

TX

11/13/2020 - 06/30/2022

PRUCO SECURITIES, LLC. (HOUSTON TX)

TX

10/29/2015 - 12/09/2019

AIG CAPITAL SERVICES, INC. (HOUSTON TX)

GA

02/26/2014 - 11/12/2015

VALIC FINANCIAL ADVISORS, INC. (ATLANTA, GA)

FL

08/22/2011 - 01/22/2014

VALIC FINANCIAL ADVISORS, INC. (TAMPA FL)

TX

07/07/2009 - 09/25/2009

CHASE INVESTMENT SERVICES CORP. (HOUSTON TX)

TX

05/29/2007 - 01/24/2008

CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)

TX

05/03/2007 - 05/29/2007

CITICORP INVESTMENT SERVICES (HOUSTON TX)

GA

01/25/2006 - 04/10/2007

PFS INVESTMENTS INC. (DULUTH GA)

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Licenses & Designations

IA

Issued 08/09/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/23/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/24/2016

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/24/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Rodney Sherman Jones. Review regulatory record here.
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