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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rodney? Claim Your ProfileRodney Sams is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Rodney has been in the industry since July 31, 2023. Rodney has passed the Series 7TO, Series 66, and SIE exams. Rodney is registered in 13 states and is licensed as a Registered Representative (RA) in Maryland and Texas. Rodney also works as a Consultant/Independent Contractor for Limitless Volleyball Club. Rodney has experience working for several financial institutions including Truist Bank, M&T Bank and Gamestop. Rodney works with a wide range of clients including individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, insurance companies, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
10/12/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WESTMINSTER MD)
BOTH
Issued 08/29/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/01/2023
Series 7TO - General Securities Representative Examination
BC
Issued 06/25/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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