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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rodney? Claim Your ProfileRodney Ray Gates is a financial advisor with over 28 years of experience in the industry. Rodney is currently registered with LPL Financial LLC and holds Series 63, 65, 7 and SIE licenses. Rodney's previous experience includes BANCWEST INVESTMENT SERVICES, INC. and INVEST FINANCIAL CORPORATION. Rodney is registered in 22 states and provides a variety of services, including financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KS
07/19/2023 - Present
LPL Financial LLC (WICHITA KS)
KS
08/12/2006 - 07/19/2023
BANCWEST INVESTMENT SERVICES, INC. (DERBY KS)
KS
03/14/2003 - 08/12/2006
INVEST FINANCIAL CORPORATION (DERBY KS)
NJ
10/13/1994 - 04/02/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
IA
Issued 10/26/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/26/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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