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Rodney Peters

Cetera Advisors LLC

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About Rodney Peters

Rodney Peters is a financial professional with over 28 years of experience in the industry. Rodney is currently registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC, Cetera Investment Services LLC and Avantax Investment Services, Inc. Rodney holds several licenses including Series 4, 6, 7, 24, 52TO, 53, 55, 57TO, 63, 99TO and SIE. Rodney has a strong background in municipal securities and options. Rodney is registered in 52 states and the District of Columbia.

Firm Information

Rodney Peters is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rodney Peters’s Registration & Firm History

TX

08/21/2024 - Present

Cetera Advisors LLC (DALLAS TX)

NY

05/15/2000 - 01/16/2001

JEFFERIES & COMPANY, INC. (NEW YORK NY)

TX

09/27/1994 - 06/15/2000

H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)

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Licenses & Designations

BC

Issued 01/25/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/02/1996

Series 53 - Municipal Securities Principal Examination

BC

Issued 03/07/1996

Series 4 - Registered Options Principal Examination

BC

Issued 01/26/1996

Series 24 - General Securities Principal Examination

BC

Issued 08/21/2024

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/18/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/18/1995

Series 7 - General Securities Representative Examination

BC

Issued 08/16/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rodney Peters.
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