Unclaimed
Rodney Nicholson is a registered representative with Vanguard Marketing Corp. Rodney has been in the financial services industry since October 10, 2012. Rodney is licensed to offer securities in Arkansas, Massachusetts, Pennsylvania, and Utah. Rodney is Series 7, Series 66, and Series 24 licensed. Rodney is also licensed by FINRA and has a FINRA CRD number of 6071136.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
12/08/2020 - Present
Vanguard Marketing Corp. (MALVERN PA)
PA
12/12/2017 - 11/13/2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (PHILADELPHIA PA)
PA
09/06/2012 - 11/30/2017
PNC INVESTMENTS (PHILADELPHIA PA)
BOTH
Issued 01/31/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/16/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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