Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rodney? Claim Your ProfileRodney Brown has been in the financial services industry since 1999. Rodney is currently registered with LPL Financial LLC and is also registered in 15 states. Rodney has a wide range of experience in the financial services industry and is well-equipped to provide a variety of services to clients. Previous employers include National Planning Corporation, Investment Professionals, Inc., Cambridge Investment Research, Inc. and Mutual Service Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MS
11/29/2017 - Present
LPL Financial LLC (FLOWOOD MS)
MS
08/01/2014 - 11/29/2017
NATIONAL PLANNING CORPORATION (Flowood MS)
MS
08/13/2013 - 08/15/2014
INVESTMENT PROFESSIONALS, INC. (JACKSON MS)
MS
08/31/2009 - 09/10/2013
CAMBRIDGE INVESTMENT RESEARCH, INC. (RIDGELAND MS)
MS
10/06/2003 - 08/31/2009
MUTUAL SERVICE CORPORATION (RIDGELAND MS)
CA
05/26/1999 - 10/13/2003
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
BOTH
Issued 02/16/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/02/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/09/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2003
Series 7 - General Securities Representative Examination
BC
Issued 05/25/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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