Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rodney? Claim Your ProfileRodney Maurice Stroud is a financial professional with over 15 years of experience in the financial services industry. Rodney has held various roles at firms such as E*TRADE Securities, Chase Investment Services, and HSBC Securities. Rodney holds Series 4, 7, 24, 52TO, 53, 63, and 65 licenses. Rodney is currently registered with Transamerica Retirement Advisors, LLC and offers financial planning, portfolio management for businesses and individuals, and pension consulting services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
07/16/2024 - Present
Transamerica Retirement Advisors, LLC (Bayonne NJ)
NJ
09/27/2023 - 02/01/2024
ETORO USA SECURITIES INC. (Hoboken NJ)
CA
11/11/2021 - 09/19/2023
ACORNS SECURITIES, LLC (IRVINE CA)
PA
07/14/2021 - 10/14/2021
LINCOLN INVESTMENT (Fort Washington PA)
GA
10/18/2019 - 10/19/2020
PFS INVESTMENTS INC. (DULUTH GA)
NY
06/30/2016 - 10/11/2018
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NJ
07/28/2014 - 04/15/2016
PNC INVESTMENTS (HOBOKEN NJ)
NJ
05/06/2011 - 03/31/2014
NYLIFE DISTRIBUTORS LLC (PARSIPPANY NJ)
NY
05/22/2008 - 06/08/2009
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NJ
02/06/2007 - 11/12/2007
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
IA
Issued 12/15/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/13/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/08/2023
Series 4 - Registered Options Principal Examination
BC
Issued 08/05/2021
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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