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Rodney Maurice Montgomery

Empower Financial Services, Inc.

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About Rodney Maurice Montgomery

Rodney Maurice Montgomery is a financial advisor with Empower Financial Services, Inc. Rodney has been in the financial services industry since 2011. Rodney is licensed in all 50 states and the District of Columbia, and holds the Series 6, Series 63 and SIE licenses. Rodney was previously registered with W&S Brokerage Services, Inc., U.S. BANCORP INVESTMENTS, INC., J.P. MORGAN SECURITIES LLC and CHASE INVESTMENT SERVICES CORP.

Firm Information

Rodney Montgomery is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rodney Montgomery’s Registration & Firm History

CO

01/27/2022 - Present

Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)

IL

11/25/2019 - 04/28/2021

W&S BROKERAGE SERVICES, INC. (BLOOMINGDALE IL)

IL

11/07/2014 - 02/07/2019

U.S. BANCORP INVESTMENTS, INC. (FOREST PARK IL)

IL

10/01/2012 - 11/12/2014

J.P. MORGAN SECURITIES LLC (HILLSIDE IL)

IL

02/10/2010 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)

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Licenses & Designations

BC

Issued 03/22/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/09/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rodney Maurice Montgomery.
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