Unclaimed
Rodney Maurice Montgomery is a financial advisor with Empower Financial Services, Inc. Rodney has been in the financial services industry since 2011. Rodney is licensed in all 50 states and the District of Columbia, and holds the Series 6, Series 63 and SIE licenses. Rodney was previously registered with W&S Brokerage Services, Inc., U.S. BANCORP INVESTMENTS, INC., J.P. MORGAN SECURITIES LLC and CHASE INVESTMENT SERVICES CORP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
01/27/2022 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
IL
11/25/2019 - 04/28/2021
W&S BROKERAGE SERVICES, INC. (BLOOMINGDALE IL)
IL
11/07/2014 - 02/07/2019
U.S. BANCORP INVESTMENTS, INC. (FOREST PARK IL)
IL
10/01/2012 - 11/12/2014
J.P. MORGAN SECURITIES LLC (HILLSIDE IL)
IL
02/10/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
BC
Issued 03/22/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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