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Rodney Lynn Steffen

Northwestern Mutual Investment Services, LLC

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About Rodney Lynn Steffen

Rodney Steffen is a financial advisor with Northwestern Mutual Investment Services, LLC. Rodney has over 30 years of experience in the industry and holds the Series 6, 7, and SIE licenses. Rodney has been registered with the firm since 1995. Prior to that, Rodney worked at Robert W. Baird & Co. Incorporated. Rodney is registered in 13 states including Alabama, Arizona, Connecticut, Florida, Georgia, Illinois, Indiana, Iowa, Maryland, Michigan, North Carolina, Ohio, and Texas.

Firm Information

Rodney Steffen is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Rodney Steffen’s Registration & Firm History

IL

09/28/1995 - Present

Northwestern Mutual Investment Services, LLC (PEORIA IL)

WI

09/28/1995 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

GA

04/14/1989 - 09/08/1995

ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)

IA

11/25/1985 - 04/17/1989

E.I. SALES, INC. (DES MOINES IA)

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Licenses & Designations

BC

Issued 11/22/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/18/2008

Series 7 - General Securities Representative Examination

BC

Issued 11/22/1985

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rodney Lynn Steffen.
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