Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rodney? Claim Your ProfileRodney Lynn Harris has been in the financial industry since December 1995. Rodney is a registered representative of LPL Financial LLC in Bloomington, IL. Rodney also holds an Investment Adviser Representative license in Texas and Illinois. Rodney is registered to conduct business in 10 states. In the past, Rodney was employed by Morgan Stanley Smith Barney, Citigroup Global Markets Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Rodney's background includes experience in a wide range of financial services, including securities, investments and financial planning. Rodney has held Series 7, 63, 65, 24 and SIE licenses and is a registered principal with LPL Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
06/04/2021 - Present
LPL Financial LLC (BLOOMINGTON IL)
IL
06/01/2009 - 01/21/2010
MORGAN STANLEY SMITH BARNEY (PEORIA IL)
IL
11/29/2002 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PEORIA IL)
NY
12/05/1995 - 12/02/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 01/05/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/22/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/12/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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