Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rodney? Claim Your ProfileRodney Caudillo is a financial advisor with over 30 years of experience in the industry. Rodney currently works at Wedbush Securities Inc., where he is registered as a Registered Representative and Investment Advisor Representative. Prior to joining Wedbush, Rodney worked at several other firms, including First Wall Street Corp., Argent Securities, Inc., Paulson Investment Company, Inc., and Desert Mountain Securities, Inc. Rodney specializes in working with individuals, high-net-worth individuals, corporations, and charitable organizations. He is also a commissioner for the City of Chula Vista, California. Rodney is dedicated to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/24/2009 - Present
Wedbush Securities Inc. (CHULA VISTA CA)
CA
10/14/1998 - 12/31/2008
FIRST WALL STREET CORP. (SAN DIEGO CA)
GA
06/06/1996 - 09/09/1998
ARGENT SECURITIES, INC. (ATLANTA GA)
OR
02/17/1994 - 04/16/1996
PAULSON INVESTMENT COMPANY, INC. (PORTLAND OR)
CO
07/31/1992 - 12/31/1993
DESERT MOUNTAIN SECURITIES, INC. (DENVER CO)
NA
06/25/1992 - 08/04/1992
ARMSTRONG, MCKINLEY & COMPANY, INC.
NY
08/14/1991 - 06/09/1992
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
BC
Issued 08/22/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/1991
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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