Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rodney? Claim Your ProfileRodney Kresge is an investment advisor representative with Sowell Management based in North Little Rock, AR. Rodney has been in the financial services industry since November 1998. Rodney provides investment advisory services to individuals and businesses. Rodney is also a managing member of Regulatory Affairs Consulting, LLC., a consulting firm that provides services to broker-dealers and investment advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AR
11/07/2019 - Present
Sowell Management (NORTH LITTLE ROCK AR)
MN
03/23/2021 - 03/29/2022
GARDNER FINANCIAL SERVICES, INC. (ST. LOUIS PARK MN)
GA
09/12/2018 - 10/28/2019
IFS SECURITIES (ATLANTA GA)
CA
07/21/2016 - 12/31/2016
FOOTHILL SECURITIES, INC. (SANTA CLARA CA)
GA
10/08/2002 - 12/31/2015
J.P. TURNER & COMPANY, L.L.C. (ATLANTA GA)
GA
05/15/2002 - 06/14/2002
THE MALACHI GROUP, INC. (ATLANTA GA)
GA
10/07/1999 - 07/13/2001
CENTENNIAL CAPITAL MANAGEMENT, INC. (ATLANTA GA)
GA
06/27/1995 - 10/04/1999
WMA SECURITIES, INC. (DULUTH GA)
IA
Issued 02/12/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/17/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/20/1997
Series 4 - Registered Options Principal Examination
BC
Issued 01/13/1997
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/28/1996
Series 24 - General Securities Principal Examination
BC
Issued 09/18/1995
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/1996
Series 7 - General Securities Representative Examination
BC
Issued 06/26/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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