Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rodney? Claim Your ProfileRodney Dixon is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. with over 19 years of experience in the industry. Rodney is a Series 66, Series 7, Series 9, Series 10, Series 24, Series 28, Series 4, Series 52, and Series 53 licensed professional. Rodney was previously registered with BANC OF AMERICA INVESTMENT SERVICES, INC. and IMPACT FINANCIAL NETWORK, INC.. Rodney is registered in 53 states and has 1 approved SRO registration.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
10/23/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (DALLAS TX)
TX
10/15/2007 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (DALLAS TX)
MO
01/28/2004 - 10/12/2007
IMPACT FINANCIAL NETWORK, INC. (EXCELLO MO)
BOTH
Issued 05/10/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/12/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/02/2007
Series 4 - Registered Options Principal Examination
BC
Issued 01/08/2007
Series 24 - General Securities Principal Examination
BC
Issued 09/29/2004
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Rodney Dixon is the right advisor for you? Invested Better is here to help.
