Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rodney? Claim Your ProfileRodney Kevin Vucenich is a financial advisor with over 30 years of experience in the industry. Rodney has been registered with Wells Fargo Clearing Services, LLC since 2011. Rodney's previous experience includes working at Wells Fargo Investments, LLC, Directed Services, Inc., Morgan Stanley DW Inc., Tower Square Securities, Inc., and Piper Jaffray Inc. Rodney holds Series 63, 65, 7, 9 and 10 licenses and the SIE exam. Rodney is a Registered Investment Advisor (RIA) in California, Minnesota and South Dakota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
06/27/2011 - Present
Wells Fargo Clearing Services, LLC (BLOOMINGTON MN)
MN
02/06/2003 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (BLOOMINGTON MN)
PA
05/14/2002 - 02/03/2003
DIRECTED SERVICES, INC. (WEST CHESTER PA)
NY
06/02/2000 - 03/01/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
CA
08/04/1998 - 06/08/2000
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
MN
02/26/1992 - 07/29/1997
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
IA
Issued 06/10/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/02/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/29/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/26/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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