Unclaimed
Rodney Kenneth Jones is a financial advisor with over 17 years of experience in the industry. Rodney has a Series 7, Series 31, and Series 66 licenses, and holds registrations in several states. He is currently employed by J.P. Morgan Securities LLC in Fort Collins, CO. Previously, Rodney held positions with Jackson National Life Distributors LLC, Cole Capital Corporation, Morgan Stanley Smith Barney, ING Investments Distributor, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Morgan Stanley DW Inc. Rodney focuses on providing financial advice to individuals and businesses, including retirement planning, investment management, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CO
07/16/2024 - Present
J.p. Morgan Securities LLC (FT COLLINS CO)
TN
07/16/2012 - 06/29/2023
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)
AZ
12/12/2011 - 02/07/2012
COLE CAPITAL CORPORATION (PHOENIX AZ)
AZ
09/16/2011 - 12/12/2011
MORGAN STANLEY SMITH BARNEY (SCOTTSDALE AZ)
CT
04/09/2007 - 07/07/2011
ING INVESTMENTS DISTRIBUTOR, LLC (HARTFORD CT)
AZ
06/06/2006 - 02/22/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PHOENIX AZ)
NY
08/01/2005 - 05/24/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 02/26/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 07/29/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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