Unclaimed
Rodney Pennington has been active in the financial services industry for over 40 years. Rodney is a Registered Representative, Investment Advisor Representative, and has passed several industry exams. Rodney is currently a registered representative at Osaic Wealth, Inc., a firm that provides financial advice and wealth management services. Previously, Rodney was a registered representative at Lincoln Financial Advisors Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MO
01/24/2025 - Present
Osaic Wealth, Inc. (SPRINGFIELD MO)
IN
12/28/1981 - 04/04/2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NA
12/28/1981 - 01/03/1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
NA
07/03/1986 - 12/31/1987
PHILADELPHIA LIFE ASSET PLANNING COMPANY
NA
10/06/1981 - 07/03/1986
SOUTHWESTERN MANAGEMENT & RESEARCH CORPORATION
NA
10/19/1978 - 08/24/1981
SOUTHWESTERN MANAGEMENT & RESEARCH CORPORATION
BC
Issued 10/09/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/1994
Series 7 - General Securities Representative Examination
BC
Issued 10/16/1978
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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