Unclaimed
Rodney Keith Alexander is a financial advisor with Northwestern Mutual Investment Services, LLC based in Franklin, Tennessee. Rodney has been working in the financial industry since December 1990. Rodney specializes in working with individuals, and providing investment research and referrals to other advisors. Rodney holds the Series 6, Series 7, Series 63, and Series 66 licenses. Prior to joining Northwestern Mutual, Rodney worked with Robert W. Baird & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
TN
12/04/1990 - Present
Northwestern Mutual Investment Services, LLC (FRANKLIN TN)
WI
09/05/1997 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BOTH
Issued 09/12/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/26/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2001
Series 7 - General Securities Representative Examination
BC
Issued 12/03/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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