Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rodney? Claim Your ProfileRodney Spradlin is a financial advisor who has been in the industry since November 10, 1994. Rodney is currently registered with Cetera Investment Advisers LLC and has been with the firm since June 2023. Prior to joining Cetera Investment Advisers LLC, Rodney was employed by Cetera Advisor Networks LLC. Rodney is also a registered representative of Cetera Advisor Networks LLC. Rodney holds Series 6, 7, 26, 63 and 65 licenses and the SIE exam. Rodney has previously been registered with Pension Planners Securities, Inc. and USAllianz Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NV
06/29/2023 - Present
Cetera Investment Advisers LLC (SPARKS NV)
CA
09/25/2002 - 08/13/2008
PENSION PLANNERS SECURITIES, INC. (CITRUS HEIGHTS CA)
MN
02/03/2000 - 09/27/2002
USALLIANZ SECURITIES, INC. (MINNEAPOLIS MN)
CA
11/11/1994 - 02/04/2000
PENSION PLANNERS SECURITIES, INC. (SACRAMENTO CA)
IA
Issued 9/3/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/18/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/27/1994
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/4/2001
Series 7 - General Securities Representative Examination
BC
Issued 11/10/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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