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Rodney J Parivechio

Northwestern Mutual Investment Services, LLC

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About Rodney J Parivechio

Rodney Parivechio is an investment advisor representative for Northwestern Mutual Investment Services, LLC. Rodney has been in the securities industry since 2002 and has been registered with Northwestern Mutual Investment Services, LLC since 2013. Rodney's office is located in Atlanta, GA. Rodney has been registered in 20 states for securities and investment advising.

Firm Information

Rodney Parivechio is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

2859 Paces Ferry Rd SE

Atlanta, GA 30339

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Rodney Parivechio’s Registration & Firm History

GA

06/27/2013 - Present

Northwestern Mutual Investment Services, LLC (Atlanta GA)

NJ

09/22/2010 - 10/17/2011

NEONET SECURITIES, INC. (JERSEY CITY NJ)

NY

11/12/2007 - 01/03/2009

MERRILL LYNCH PROFESSIONAL CLEARING CORP. (NEW YORK NY)

NY

02/20/2002 - 01/02/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 6/25/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/29/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 7/14/2008

Series 24 - General Securities Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/22/2007

Series 3 - National Commodity Futures Examination

BC

Issued 1/20/2007

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 5/1/2003

Series 25 - NYSE Trading Assistant Examination

BC

Issued 2/19/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rodney J Parivechio.
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