Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rodney? Claim Your ProfileRodney Humphrey is an investment advisor representative with LPL Financial LLC. Rodney has been in the financial services industry since 1993. Prior to joining LPL Financial, Rodney was a registered representative with Coastal Equities, Inc. and Questar Capital Corporation. Rodney holds a Series 6 and a Series 63 license. Rodney is registered to provide investment advisory services in Florida, New York, North Carolina, Pennsylvania, and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
05/27/2020 - Present
LPL Financial LLC (HUNTERSVILLE NC)
PA
01/16/2018 - 06/08/2018
COASTAL EQUITIES, INC. (Spring Mills PA)
PA
05/18/2010 - 09/15/2017
COASTAL EQUITIES, INC. (SPRING MILLS PA)
PA
12/01/2006 - 01/04/2010
QUESTAR CAPITAL CORPORATION (SPRING MILLS PA)
PA
01/11/2005 - 12/01/2006
USALLIANZ SECURITIES, INC. (SPRING MILLS PA)
MA
12/13/2000 - 12/31/2004
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
MO
08/01/1996 - 12/13/2000
FFP SECURITIES, INC. (CHESTERFIELD MO)
CT
03/14/1991 - 12/31/1992
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
CT
02/16/1988 - 12/31/1989
NWNL MANAGEMENT CORPORATION (WINDSOR CT)
NA
05/13/1986 - 02/18/1988
E.I. SALES, INC.
BC
Issued 07/31/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/08/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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