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Rodney Francis Salzberger

Stifel, Nicolaus & Company, Inc.

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About Rodney Francis Salzberger

Rodney Salzberger is a financial advisor with over 49 years of experience in the financial services industry. Rodney is currently registered with Stifel, Nicolaus & Company, Inc. and has been with the firm since June 2007. Rodney specializes in providing financial planning, portfolio management and other advisory services for individuals, businesses and pooled investment vehicles.

Firm Information

Rodney Salzberger is currently registered with Stifel, Nicolaus & Company, Inc.. Stifel, Nicolaus & Company, Inc. is a corporation headquartered in ST LOUIS, MO, United States. Founded in 1900, the firm provides financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, individuals, and pooled investment vehicles. With over 5,000 registered representatives and $149.2 billion in regulatory assets under management, the firm serves a wide range of clients including high-net-worth individuals, corporations, and institutional investors.
Stifel, Nicolaus & Company, Inc.

501 N BROADWAY

ST LOUIS, MO 63102

$149.25B

Assets Under Management

Not reported

Total Clients

4,272

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Rodney Salzberger’s Registration & Firm History

CT

07/30/2019 - Present

Stifel, Nicolaus & Company, Inc. (HAMDEN CT)

CT

04/29/2002 - 06/05/2007

RYAN BECK & CO. (HAMDEN CT)

NY

11/03/1988 - 05/13/2002

GRUNTAL & CO., L.L.C. (NEW YORK NY)

NA

02/26/1988 - 11/08/1988

LEGG MASON WOOD WALKER, INCORPORATED

NA

02/23/1979 - 02/27/1988

MOSELEY SECURITIES CORPORATION

NA

04/28/1976 - 02/23/1979

MOSELEY, HALLGARTEN & ESTABROOK INC

NA

04/26/1974 - 04/28/1976

MOSELEY, HALLGARTEN & ESTABROOK INC.

NA

02/05/1974 - 04/26/1974

F. S. MOSELEY, ESTABROOK INC.

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Licenses & Designations

BC

Issued 04/09/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/16/1985

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/02/1977

PC - AMEX Put and Call Exam

BC

Issued 01/31/1974

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Rodney Francis Salzberger.
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