Unclaimed
Rodney Salzberger is a financial advisor with over 49 years of experience in the financial services industry. Rodney is currently registered with Stifel, Nicolaus & Company, Inc. and has been with the firm since June 2007. Rodney specializes in providing financial planning, portfolio management and other advisory services for individuals, businesses and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
07/30/2019 - Present
Stifel, Nicolaus & Company, Inc. (HAMDEN CT)
CT
04/29/2002 - 06/05/2007
RYAN BECK & CO. (HAMDEN CT)
NY
11/03/1988 - 05/13/2002
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NA
02/26/1988 - 11/08/1988
LEGG MASON WOOD WALKER, INCORPORATED
NA
02/23/1979 - 02/27/1988
MOSELEY SECURITIES CORPORATION
NA
04/28/1976 - 02/23/1979
MOSELEY, HALLGARTEN & ESTABROOK INC
NA
04/26/1974 - 04/28/1976
MOSELEY, HALLGARTEN & ESTABROOK INC.
NA
02/05/1974 - 04/26/1974
F. S. MOSELEY, ESTABROOK INC.
BC
Issued 04/09/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/16/1985
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/1977
PC - AMEX Put and Call Exam
BC
Issued 01/31/1974
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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