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Rodney Evan Browning

Charles Schwab & CO., Inc.

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About Rodney Evan Browning

Rodney Evan Browning is a financial advisor at Charles Schwab & Co., Inc. in Frisco, TX. Rodney has been in the financial services industry since 2002. Rodney is a Registered Representative, and has held previous positions at TD Ameritrade, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Rodney has experience in providing financial planning services and selection of other advisors. Rodney's current registrations include a Series 66 and a Series 63 in Texas.

Firm Information

Rodney Browning is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Rodney Browning’s Registration & Firm History

TX

01/27/2022 - Present

Charles Schwab & CO., Inc. (Frisco TX)

TX

09/10/2012 - 05/11/2024

TD AMERITRADE, INC. (Frisco TX)

TX

05/30/2008 - 08/17/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ARLINGTON TX)

TX

04/28/2004 - 06/17/2008

CHARLES SCHWAB & CO., INC. (FORT WORTH TX)

MO

08/06/2002 - 03/31/2004

EDWARD JONES (ST. LOUIS MO)

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Licenses & Designations

BOTH

Issued 05/13/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/08/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/05/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 2 public disclosures for Rodney Evan Browning. Review regulatory record here.
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