Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rodney? Claim Your ProfileRodney Earl Thornton is a financial advisor with Principal Securities, Inc. located in Fresno, CA. Rodney has been in the financial services industry since 1974. He holds a Series 65, Series 24, Series 7TO, Series 1 and SIE licenses. Rodney has been registered with Principal Securities, Inc. since 2002. He is also registered in California and Oregon as an Investment Advisor Representative and as a Broker. He is a Chartered Financial Consultant and his specializations include financial planning, portfolio management, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
CA
04/15/2002 - Present
Principal Securities, Inc. (Fresno CA)
NA
05/12/1977 - 03/16/1978
FINANCIAL INDUSTRIES SECURITIES CORPORATION
NA
12/10/1975 - 12/26/1976
LINCOLN FINANCIAL ADVISORS CORPORATION
NA
12/10/1975 - 12/26/1976
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
NA
02/23/1973 - 10/10/1975
SUNCAN EQUITY SERVICES COMPANY
IA
Issued 12/13/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/20/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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