Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rodney? Claim Your ProfileRodney Earl Knox is a financial advisor with First Kentucky Securities Corp. Rodney has been in the financial industry since March 8, 1975. Rodney has a wide range of experience in the industry, having worked with various firms including Rothschild Investment Corporation, Commerce Brokerage Services, Inc., and Wells Fargo Brokerage Services, L.L.C., to name a few. Rodney is registered in Missouri and holds multiple FINRA licenses, including Series 7TO, 52TO, 53 and 24. Rodney offers various services such as financial planning, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Commissions for fixed income principal transactions
1
2
KY
07/26/2004 - Present
First Kentucky Securities Corp. (LEXINGTON KY)
IL
01/31/2003 - 08/16/2004
ROTHSCHILD INVESTMENT CORPORATION (CHICAGO IL)
MO
09/05/2001 - 09/19/2002
COMMERCE BROKERAGE SERVICES, INC. (CLAYTON MO)
MN
10/26/2000 - 07/25/2001
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
CA
07/01/1999 - 12/20/2000
FIRST SECURITY VAN KASPER, INC. (SAN FRANCISCO CA)
UT
02/20/1998 - 07/01/1999
FIRST SECURITY CAPITAL MARKETS, INC. (SALT LAKE CITY UT)
UT
09/18/1997 - 01/29/1998
FIRST SECURITY INVESTOR SERVICES, INC. (SALT LAKE CITY UT)
AZ
01/21/1992 - 02/05/1997
PLENGE, THOMAS & GUNNING SECURITIES, INC. (PHOENIX AZ)
IL
04/10/1990 - 11/20/1991
HORWITZ & ASSOCIATES, INC. (HIGHLAND PARK IL)
IL
07/10/1989 - 04/05/1990
CLAYTON BROWN & ASSOCIATES, INC. (CHICAGO IL)
NA
07/09/1987 - 08/18/1988
COLUMBIAN SECURITIES, INC.
NA
04/06/1982 - 06/08/1987
CLAYTON BROWN & ASSOCIATES, INC.
NA
09/19/1980 - 03/02/1982
COLUMBIAN SECURITIES, INC.
NA
03/07/1975 - 07/23/1978
BACON, WHIPPLE & CO.
NA
05/15/1973 - 05/16/1975
COLUMBIAN SECURITIES, INC.
NA
08/21/1970 - 06/09/1973
BACON, WHIPPLE & CO.
BC
Issued 02/13/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/03/1990
Series 24 - General Securities Principal Examination
BC
Issued 02/25/1981
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1970
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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