Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rodney? Claim Your ProfileRodney Dewayne Smith is a registered investment advisor representative with Fifth Third Securities, Inc. Rodney has been in the securities industry since 1994. Rodney is currently registered in 10 states including Indiana, Florida and California. Rodney has experience with individuals, businesses, high net worth individuals, charitable organizations, and pension and profit-sharing plans. Rodney is also a registered representative of Raymond James & Associates, Inc. and Chase Investment Services Corp. Rodney is a Series 7, 63, 24, and 65 licensed individual.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
IN
02/09/2012 - Present
Fifth Third Securities, Inc. (INDIANAPOLIS IN)
IN
09/05/2007 - 12/14/2011
CHASE INVESTMENT SERVICES CORP. (INDIANAPOLIS IN)
IN
11/30/2001 - 11/30/2006
RAYMOND JAMES & ASSOCIATES, INC. (GREENWOOD IN)
CO
09/16/1994 - 12/03/2001
SCHNEIDER SECURITIES, INC. (DENVER CO)
NA
10/26/1993 - 04/21/1995
MATHEWS, HOLMQUIST & ASSOCIATES, INC.
MO
07/28/1994 - 09/14/1994
CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)
NY
07/21/1994 - 08/08/1994
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
CO
09/15/1993 - 10/28/1993
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
IA
Issued 10/1/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/17/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/14/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/14/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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