linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Rodney Derrick Baber

Paulson Investment Co. LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Rodney? Claim Your Profile

About Rodney Derrick Baber

Rodney Derrick Baber is a financial professional with over 50 years of experience in the industry. Currently, Rodney is registered with Paulson Investment Co. LLC, a firm headquartered in Memphis, TN. Rodney is also licensed in 32 states. In addition to Paulson Investment Co. LLC, Rodney has previously been employed by HALEN CAPITAL, NEWPORT COAST SECURITIES, INC., AARON CAPITAL INCORPORATED, MORGAN KEEGAN & COMPANY, INC. and TENNESSEE SECURITIES, INC..

Firm Information

Rodney Baber is currently registered with Paulson Investment Co. LLC. Paulson Investment Co. LLC is a Limited Liability Company formed on March 23, 2017, and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has a history of 33 regulatory events, 1 civil event, 8 arbitrations, and 1 bond disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Rodney Baber’s Registration & Firm History

TN

03/25/2016 - Present

Paulson Investment Co. LLC (Memphis TN)

FL

04/20/2015 - 12/31/2015

HALEN CAPITAL (CLEARWATER FL)

TN

12/26/2013 - 04/13/2015

NEWPORT COAST SECURITIES, INC. (MEMPHIS TN)

GA

04/06/2012 - 01/02/2014

AARON CAPITAL INCORPORATED (COLUMBUS GA)

TN

02/13/1973 - 04/19/2012

MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)

NA

02/05/1987 - 03/03/1987

MORGAN KEEGAN & COMPANY, INC.

NA

12/16/1970 - 04/05/1973

TENNESSEE SECURITIES, INC.

NA

11/04/1970 - 03/10/1971

J B WILLIAMS CO

Not sure if Rodney Derrick Baber is right for you?

Licenses & Designations

BC

Issued 08/05/1980

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/15/1983

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/10/1977

PC - AMEX Put and Call Exam

BC

Issued 10/27/1970

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rodney Derrick Baber.
Not sure if Rodney Derrick Baber is right for you?