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Rodney Dean Parker ii

Capital Client Group, Inc.

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About Rodney Dean Parker ii

Rodney Dean Parker ii is a financial advisor currently registered with Capital Client Group, Inc. based in Los Angeles, CA. Rodney has been in the industry since 1999 and has held various positions at different firms, including Hartford Securities Distribution Company, Inc. and Nationwide Investment Services Corporation. Rodney specializes in providing financial advice to individuals and businesses. Rodney holds the Series 6, 7TO, 26 and SIE licenses and is registered in Florida, Georgia, and Puerto Rico.

Firm Information

Rodney Parker ii is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Rodney Parker ii’s Registration & Firm History

CA

06/01/2011 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

GA

01/01/2009 - 05/12/2011

HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (CUMMING GA)

GA

02/01/2007 - 01/01/2009

HARTFORD EQUITY SALES COMPANY INC. (CUMMING GA)

OH

05/26/2000 - 07/14/2006

NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)

OH

02/02/1998 - 07/09/1999

NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)

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Licenses & Designations

BC

Issued 02/15/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/01/2011

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 03/25/2024

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/30/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rodney Dean Parker ii.
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