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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rodney? Claim Your ProfileRodney Waterbury is a financial advisor with Captrust in Roseville, California. Rodney has been in the financial services industry since 1998. He is registered with both the state of California and Texas as an investment advisor representative. Rodney holds the Series 63, Series 66, Series 7, Series 8, Series 24 and SIE licenses. He is a Certified Financial Planner. Rodney has worked with several financial institutions during his career including LPL Financial, Royal Alliance Associates and Charles Schwab. He specializes in working with high-net-worth individuals, corporations, individuals, charitable organizations, pension and profit sharing plans, insurance companies, state or municipal government entities and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CA
01/25/2021 - Present
Captrust (Roseville CA)
CA
09/15/2017 - 02/09/2021
ROYAL ALLIANCE ASSOCIATES, INC. (ROSEVILLE CA)
CA
10/16/2009 - 09/25/2017
LPL FINANCIAL LLC (ROSEVILLE CA)
CA
04/27/2005 - 10/27/2009
CHARLES SCHWAB & CO., INC. (ROSEVILLE CA)
TX
04/05/1995 - 08/29/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 06/20/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/27/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/23/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/12/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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