Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rodney? Claim Your ProfileRodney Chu is a financial advisor with over 6 years of experience in the industry. Rodney is currently registered with J.P. Morgan Securities LLC in Beverly Hills, CA and has Series 7, Series 66, and SIE licenses. Rodney is also a Certified Financial Planner. Before joining J.P. Morgan Securities LLC, Rodney worked at several other firms including Thrivent Investment Management Inc., Fidelity Brokerage Services LLC, TD Ameritrade, Inc., and Scottrade, Inc. Rodney has a diverse background and is well-equipped to help clients with their financial planning needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
05/12/2022 - Present
J.p. Morgan Securities LLC (BEVERLY HILLS CA)
AZ
06/29/2020 - 07/15/2020
THRIVENT INVESTMENT MANAGEMENT INC. (Scottsdale AZ)
CA
08/26/2018 - 06/08/2020
FIDELITY BROKERAGE SERVICES LLC (PASADENA CA)
CA
02/26/2018 - 08/24/2018
TD AMERITRADE, INC. (SAN GABRIEL CA)
CA
03/02/2017 - 02/26/2018
SCOTTRADE, INC. (ARCADIA CA)
BOTH
Issued 05/16/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2017
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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